Compliance-Stellen in Birmingham
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Risk & Compliance Team Leader
AJ FOX COMPLIANCE
Birmingham, England, United Kingdom
Full-time
Salary not specified
5 days ago
Risk ManagementComplianceConflicts ClearanceClient Due DiligenceAnti-Money LaunderingPeople ManagementKYCSanctions MonitoringStakeholder ManagementBusiness AcceptanceRegulatory InterpretationRisk-Based Decision Making
Compliance Officer
Gateley
Birmingham, England, United Kingdom
Full-time
Salary not specified
3 days ago
Regulatory CompliancePolicy And Procedure DevelopmentCompliance GuidanceRisk AssessmentProfessional ConductConflicts Of InterestClient OnboardingRegulatory ReportingCompliance MonitoringFile ReviewsAuditHorizon ScanningAnalytical And Problem-Solving SkillsWritten And Oral CommunicationMicrosoft OfficeInformation Security
Compliance Manager
Goodman Masson
Birmingham, England, United Kingdom
Full-time
GBP45,000 - GBP50,000
4 weeks ago
Landlord ComplianceContractor ManagementRegulatory PerformanceRisk ManagementHealth & Safety LegislationAudit PreparationAsset Information ManagementStakeholder CommunicationBuilding SafetyCompliance Database ManagementProcess ImprovementProject Planning
Head of Compliance
Goodman Masson
Birmingham, England, United Kingdom
Full-time
GBP75,000 - GBP78,000
2 days ago
Social Housing ComplianceBuilding SafetyLandlord ComplianceRegulatory ComplianceStatutory ComplianceCompliance Framework ManagementRisk Assessment and MitigationTeam Leadership and DevelopmentCompliance Programme ManagementHealth and SafetyCompliance ReportingStakeholder ManagementBoard-Level AssuranceContractor ManagementAsset Information ManagementChange Leadership
Compliance, Asset Management Compliance, Analyst, Birmingham
Goldman Sachs
Birmingham, England, United Kingdom
Type not specified
Salary not specified
2 weeks ago
ComplianceAsset managementRegulatory riskFinancial promotionsMarketing collateral reviewSurveillanceForensic reviewsPolicy draftingRegulatory inquiriesAnalytical skillsCommunication skillsResearch skillsRisk managementConduct riskStrategic initiatives
Compliance Officer, Consumer Compliance, Senior Analyst, Birmingham
Goldman Sachs
Birmingham, England, United Kingdom
Type not specified
Salary not specified
2 weeks ago
Consumer complianceRegulatory risk managementRetail bankingConsumer protectionCompliance monitoringPolicy maintenanceRegulatory auditsStakeholder managementRisk assessmentData analysisProblem-solvingCommunication skillsDepositor protectionRegulatory change managementComplaint handling
Head of Compliance
Citizen
Birmingham, England, United Kingdom
Full-time
Salary not specified
5 days ago
Building safetyCompliance managementStatutory complianceRegulatory engagementRisk managementLeadershipTechnical expertiseProfessional judgementConstruction design and managementPAS 8673:2022
Senior Compliance Officer
Gateley
Birmingham, England, United Kingdom
Full-time
Salary not specified
3 days ago
Regulatory ComplianceRisk ManagementPolicy DevelopmentRegulatory AdviceCompliance MonitoringAuditingFile ReviewsInvestigationsAnti-Money LaunderingClient Due DiligenceConflict Of Interest ManagementReport WritingTraining DevelopmentRelationship BuildingMicrosoft OfficeDocument Management Systems
QA & Compliance Manager
Mace
Birmingham, England, United Kingdom
Full-time
Salary not specified
2 weeks ago
Quality assuranceCompliance managementGovernance frameworksProduct lifecycle managementRisk managementAudit readinessNon-functional requirementsData governanceProcess standardizationStakeholder managementContinuous improvementRegulatory complianceQuality metricsProduct strategyAutomationSecurity policies
Compliance Team Leader
LSL Property Services plc
Birmingham, England, United Kingdom
Full-time
GBP32,000 - GBP37,000
2 weeks ago
Financial ComplianceFinancial PromotionsTeam LeadershipRegulatory RequirementsRisk ManagementQuality AssuranceOperational ManagementCeMAPMCOBICOBSConsumer DutyPERG 8Stakeholder ManagementCoachingPerformance Management
Head of Compliance
Wealthlink Recruitment
Birmingham, England, United Kingdom
Full-time
GBP70,000 - GBP90,000
4 weeks ago
Compliance StrategyRegulatory AdviceConsumer DutySMCRTraining & CompetenceFCA Regulatory RequirementsCompliance MonitoringRegulatory ReportingPolicy DevelopmentStakeholder ManagementCompliance TechnologyRoot Cause AnalysisManagement InformationWealth ManagementFinancial Planning
Manager – CONC Compliance
Lloyds Banking Group
Halifax, Nova Scotia, Canada, Birmingham, England, United Kingdom, Bristol, England, United Kingdom, Chester, England, United Kingdom, Leeds, England, United Kingdom, City of Edinburgh, Scotland, United Kingdom, Cardiff, Wales, United Kingdom
Full-time
GBP67,023 - GBP74,470
2 weeks ago
CONC complianceConsumer dutyRisk managementRegulatory complianceData analysisRisk appetitePolicy developmentReportingStakeholder managementControl environment assessmentFinancial servicesNon-financial riskCompliance frameworksAnalytical skillsStrategic planning
QA & Compliance Manager
Mace
Birmingham, England, United Kingdom, London, England, United Kingdom
Full-time, Regular
Salary not specified
2 weeks ago
Quality AssuranceCompliance ManagementGovernance FrameworksProduct Lifecycle ManagementRisk ManagementAudit ReadinessNon-functional RequirementsStakeholder ManagementContinuous ImprovementData GovernanceSecurity PoliciesProcess StandardizationRegulatory ComplianceQuality MetricsProduct Strategy
VAT Compliance Manager
RSM UK
Birmingham, England, United Kingdom
Full-time
Salary not specified
3 weeks ago
VAT ComplianceIndirect Tax FilingsClient Relationship ManagementTeam MentoringMicrosoft ExcelAlteryxProcess ImprovementInternational Project ManagementTax ReportingQuality Assurance
Technical Compliance Manager
AtkinsRéalis
Birmingham, England, United Kingdom, Epsom, England, United Kingdom
Full-time
Salary not specified
2 months ago
Technical complianceTechnical assuranceProject managementRisk managementStakeholder engagementEmotional intelligenceAnalytical skillsEngineering excellenceTechnical auditingSupply chain engagementStrategic goal settingGovernanceProblem solvingDecision makingBusiness acumenCommunication
Senior Compliance Officer
NFP Corp
Birmingham, England, United Kingdom
Full-time
Salary not specified
3 months ago
Regulatory ComplianceStakeholder ManagementFCA RegulationsRisk ManagementPolicy ManagementRegulatory ReportingProblem SolvingCommunicationAudit ManagementConsumer Duty RulesSMCRConduct RulesFinancial Services ComplianceGeneral Insurance KnowledgeTechnical GuidanceGovernance
Head of Compliance
BWD Search & Selection
Birmingham, England, United Kingdom
Full-time
GBP75,000 - GBP100,000
2 weeks ago
Compliance ManagementTraining and Competence (T&C)FCA RegulationRisk-Based MonitoringRegulatory ReportingConsumer DutyAMLFinancial Crime ControlsAI and AutomationStakeholder ManagementStrategic PlanningControl TestingFinancial PromotionsClient File ReviewsDigital TransformationData Analysis
Lead Compliance Advisor
Department for Transport (DfT), United Kingdom
Birmingham, England, United Kingdom
Full-time
Salary not specified
4 weeks ago
Compliance MonitoringInternal AuditingRisk ManagementGovernanceISO27001Data Protection LawFOI/EIRPublic Records ActProtective SecurityThreat AssessmentStakeholder ManagementEvidence Gathering
People Vetting & Compliance Specialist
Nacro
Birmingham, England, United Kingdom
Full-time
Salary not specified
5 days ago
Workforce vettingSafer recruitmentDBSBPSSHMPPSRight to workImmigration sponsorshipCompliance monitoringQuality assuranceRisk assessmentAudit readinessData analysisTechnical communicationStakeholder managementRegulatory compliance
Pillar 2 Compliance, Manager
PwC
Birmingham, England, United Kingdom, Leeds, England, United Kingdom, Manchester, England, United Kingdom, Watford, England, United Kingdom, Belfast, Northern Ireland, United Kingdom, Glasgow, Scotland, United Kingdom, Cardiff, Wales, United Kingdom
Full-time
Salary not specified
3 weeks ago
Pillar Two complianceCorporate taxTax accountingData analysisFinancial reportingProject managementCoachingMentoringClient relationship managementUK GAAPIFRSAnalytical skillsProcess improvementRegulatory complianceData literacy
Risk & Compliance Team Leader
• via LinkedinAJ FOX COMPLIANCE
Birmingham, England, United Kingdom
Full-time
Salary not specified
5 days ago
On-site
Key Skills
Risk ManagementComplianceConflicts ClearanceClient Due DiligenceAnti-Money LaunderingPeople ManagementKYCSanctions MonitoringStakeholder ManagementBusiness AcceptanceRegulatory InterpretationRisk-Based Decision Making