Compliance Jobs in Birmingham

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Risk & Compliance Team Leader

AJ FOX COMPLIANCE

Birmingham, England, United Kingdom

Full-time

Salary not specified

2 months ago

Risk ManagementComplianceConflicts ClearanceClient Due DiligenceAnti-Money LaunderingPeople ManagementKYCSanctions MonitoringStakeholder ManagementBusiness AcceptanceRegulatory InterpretationRisk-Based Decision Making

Compliance Manager

Birchlake Recruitment

Birmingham, England, United Kingdom

Full-time

Salary not specified

2 weeks ago

Compliance ManagementFCA RegulationsRegulatory ComplianceCompliance Framework DevelopmentRisk ManagementAMLKYCSanctions ScreeningPEP ScreeningCustomer OnboardingRegulatory AdviceCompliance AuditsRegulatory MonitoringStakeholder ManagementTeam LeadershipCompliance Training

Compliance Consultant

LSL Property Services plc

Birmingham, England, United Kingdom

Full-time

GBP28,000 - GBP30,000

3 weeks ago

Financial Promotions ComplianceFCA Regulatory ComplianceASA RequirementsMortgage and Protection Financial ServicesFinancial Promotion Review and ApprovalCompliance GuidancePolicy and Procedure UpdatesRegulatory OversightWebsite and Social Media LicensingConsumer DutyAttention to Detail

Compliance Officer

Gateley

Birmingham, England, United Kingdom

Full-time

Salary not specified

2 months ago

Regulatory CompliancePolicy And Procedure DevelopmentCompliance GuidanceRisk AssessmentProfessional ConductConflicts Of InterestClient OnboardingRegulatory ReportingCompliance MonitoringFile ReviewsAuditHorizon ScanningAnalytical And Problem-Solving SkillsWritten And Oral CommunicationMicrosoft OfficeInformation Security

Compliance Auditor

Ingeus

Birmingham, England, United Kingdom

Full-time

Salary not specified

2 months ago

Risk-Based AuditingCompliance AssuranceQuality ReviewsInvestigationsEvidence ReviewRisk AssessmentRoot Cause AnalysisReport WritingConstructive ChallengeStakeholder Relationship ManagementAction TrackingSafeguarding AssuranceAttention To DetailConfidentialityProfessional Judgement

Compliance, Asset Management Compliance, Analyst, Birmingham

Goldman Sachs

Team +13%

Birmingham, England, United Kingdom

Type not specified

Salary not specified

2 months ago

ComplianceAsset managementRegulatory riskFinancial promotionsMarketing collateral reviewSurveillanceForensic reviewsPolicy draftingRegulatory inquiriesAnalytical skillsCommunication skillsResearch skillsRisk managementConduct riskStrategic initiatives

Mortgage Compliance Consultant

LSL Property Services plc

Birmingham, England, United Kingdom

Full-time

GBP28,000 - GBP30,000

2 weeks ago

Financial Promotions ComplianceFCA RegulationsASA RequirementsMortgage and Protection Sector KnowledgeConsumer DutyCompliance GuidancePolicy and Procedure UpdatesRegulatory OversightWebsite and Social Media LicensingAttention to Detail

Aftersales Compliance Specialist

ABL Recruitment

Birmingham, England, United Kingdom

Full-time

Salary not specified

2 months ago

Regulatory ComplianceProduct SafetyAutomotive AftersalesParts ComplianceImport and Export ComplianceRecall ManagementConsumer ProtectionWarranty ComplianceUKCA and CE MarkingConformity AssessmentRisk ManagementAuditingProject ManagementStakeholder EngagementRoot Cause AnalysisTechnical Documentation

Property Compliance Coordinator

GreenSquareAccord

Birmingham, England, United Kingdom

Full-time

Salary not specified

4 weeks ago

AdministrationCoordinationCompliance TrackingProperty CoordinationHealth And SafetyAudit SupportDocumentation ManagementRecord KeepingAction TrackingStakeholder CommunicationContractor LiaisonDeadline ManagementAttention To DetailSpreadsheet And Database ProficiencyReportingProcess Improvement

Senior Compliance Officer

Gateley

Birmingham, England, United Kingdom

Full-time

Salary not specified

2 months ago

Regulatory ComplianceRisk ManagementPolicy DevelopmentRegulatory AdviceCompliance MonitoringAuditingFile ReviewsInvestigationsAnti-Money LaunderingClient Due DiligenceConflict Of Interest ManagementReport WritingTraining DevelopmentRelationship BuildingMicrosoft OfficeDocument Management Systems

QA & Compliance Manager

Mace

77% recommend

Birmingham, England, United Kingdom

Full-time

Salary not specified

2 months ago

Quality assuranceCompliance managementGovernance frameworksProduct lifecycle managementRisk managementAudit readinessNon-functional requirementsData governanceProcess standardizationStakeholder managementContinuous improvementRegulatory complianceQuality metricsProduct strategyAutomationSecurity policies

Data Compliance Coordinator

Thermo Fisher Scientific

Birmingham, England, United Kingdom

Full-time

Salary not specified

4 weeks ago

Clinical researchData managementICH/GCP guidelinesRegulatory complianceElectronic Case Report Form (eCRF)Query resolutionInvestigator Site Files (ISF)Data integrityQuality controlTime managementMicrosoft OfficeMedical terminologyCommunication skillsMonitoring visit preparationData protection

Financial Crime & Compliance Manager

ACCA Careers

Birmingham, England, United Kingdom

Full-time

GBP50,000 - GBP55,000

1 day ago

Anti-Money LaunderingFinancial Crime ComplianceFraud PreventionAML MonitoringFinancial Crime InvestigationsCustomer Due DiligenceSuspicious Activity ReportsRegulatory ComplianceFinancial Crime GovernanceRisk AssessmentAuditPolicy And Procedure DevelopmentStakeholder ManagementTeam LeadershipCoaching And DevelopmentDeputy MLRO

QA & Compliance Manager

Mace

77% recommend

Birmingham, England, United Kingdom, London, England, United Kingdom

Full-time, Regular

Salary not specified

2 months ago

Quality AssuranceCompliance ManagementGovernance FrameworksProduct Lifecycle ManagementRisk ManagementAudit ReadinessNon-functional RequirementsStakeholder ManagementContinuous ImprovementData GovernanceSecurity PoliciesProcess StandardizationRegulatory ComplianceQuality MetricsProduct Strategy

Privacy & Compliance Coordinator

Arriva Group

Birmingham, England, United Kingdom

Full-time

Salary not specified

1 weeks ago

Data protectionUK GDPRComplianceInformation governanceSubject access requestsFreedom of informationRecord keepingAdministrative supportRisk managementInternal auditMicrosoft OfficeSharePointCommunicationAttention to detailReportingData privacy

Technical Compliance Manager

AtkinsRéalis

79% recommend

Birmingham, England, United Kingdom, Epsom, England, United Kingdom

Full-time

Salary not specified

3 months ago

Technical complianceTechnical assuranceProject managementRisk managementStakeholder engagementEmotional intelligenceAnalytical skillsEngineering excellenceTechnical auditingSupply chain engagementStrategic goal settingGovernanceProblem solvingDecision makingBusiness acumenCommunication

Senior Compliance Officer

NFP Corp

Birmingham, England, United Kingdom

Full-time

Salary not specified

4 months ago

Regulatory ComplianceStakeholder ManagementFCA RegulationsRisk ManagementPolicy ManagementRegulatory ReportingProblem SolvingCommunicationAudit ManagementConsumer Duty RulesSMCRConduct RulesFinancial Services ComplianceGeneral Insurance KnowledgeTechnical GuidanceGovernance

VAT Compliance Manager

RSM UK

Birmingham, England, United Kingdom

Full-time

Salary not specified

3 months ago

VAT ComplianceIndirect Tax FilingsClient Relationship ManagementTeam MentoringMicrosoft ExcelAlteryxProcess ImprovementInternational Project ManagementTax ReportingQuality Assurance

VAT Compliance Manager

RSM UK

Birmingham, England, United Kingdom, Bristol, England, United Kingdom, Leeds, England, United Kingdom, Liverpool, England, United Kingdom, London, England, United Kingdom, Manchester, England, United Kingdom, Milton Keynes, England, United Kingdom, Reading, England, United Kingdom, City of Edinburgh, Scotland, United Kingdom, Glasgow, Scotland, United Kingdom

Full-time

Salary not specified

2 months ago

VAT complianceTax reportingQuality assuranceClient relationship managementMentoringProcess improvementMicrosoft ExcelAlteryxIndirect tax filingsInternational taxAnalytical skillsTeam leadership

Compliance Monitoring engineer

Dunlop Aircraft Tyres

Birmingham, England, United Kingdom

Full-time

Salary not specified

11 months ago

System MonitoringCondition MonitoringTroubleshootingAnalytical SkillsTechnical SupportComplianceAviation RegulationsSafety StandardsProblem-SolvingCommunication Skills

Risk & Compliance Team Leader

• via Linkedin

AJ FOX COMPLIANCE

Birmingham, England, United Kingdom

Full-time

Salary not specified

2 months ago

On-site

Key Skills

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