Lavori Compliance a Frankfurt
• 1000+ offerteEsplora ruoli Compliance attivi a Frankfurt.
Posizioni aperte
Compliance Manager
JCW Group
Frankfurt, Hesse, Germany
Full-time
Salary not specified
2 weeks ago
Compliance ManagementRegulatory ComplianceMaRiskMiCARRisk ManagementFinancial RegulationsMonitoringAuditingGermanEnglish
Compliance Officer
Universal Investment
Frankfurt, Hesse, Germany
Full-time
Salary not specified
3 weeks ago
Compliance ManagementGovernance FrameworkRegulatory ComplianceRisk AssessmentKYCDue DiligenceSanctions ScreeningStakeholder ManagementConflict of Interest ManagementStrategic Decision MakingCorporate ManagementGerman FluencyEnglish FluencyLeadershipRegulatory ReportingAudit Coordination
Consultant Compliance Management
EFP Unternehmensberatung
Frankfurt, Hesse, Germany
Full-time
Salary not specified
4 days ago
Compliance ManagementScheme ComplianceRegulatory CompliancePayment ServicesFinancial ServicesProcess DesignProcess ImplementationScheme LicensingKPI DevelopmentRisk ManagementFraud ManagementChargeback ManagementIT RequirementsRegulatory AnalysisProject ManagementGerman and English Communication
Regulatory Compliance Manager
David Kennedy Recruitment
Sofia, Sofia-City, Bulgaria, Limassol, Cyprus, Cyprus, Tallinn, Estonia, Paris, Ile-de-France, France, Frankfurt, Hesse, Germany, Berlin, Germany, Gibraltar, Gibraltar, Municipality of Athens, Attica, Greece, Saint Julian's, Central Region, Malta, Sliema, Central Region, Malta, Valletta, South Eastern Region, Malta, Amsterdam, North Holland, Netherlands, Lisbon, Portugal, Bucharest, Romania, Madrid, Community of Madrid, Spain, Stockholm, Sweden, London, England, United Kingdom, City of Edinburgh, Scotland, United Kingdom, Darmstadt, Indiana, United States, Capon Bridge, West Virginia, United States
Full-time
Salary not specified
5 months ago
Regulatory ComplianceGGL LicensingiGaming RegulationRegulatory ReportingCompliance AuditingMulti-jurisdictional ComplianceRegulator CommunicationAnalytical SkillsReport WritingOrganizational Skills
Central Compliance Officer
LevelUP HCS
Frankfurt, Hesse, Germany
Full-time
Salary not specified
4 weeks ago
Compliance Framework DevelopmentRegulatory Risk AssessmentMaRiskWpIBaFin RegulationsBundesbank RegulationsInternal Audit CoordinationCompliance MonitoringIssue ManagementRemediation TrackingGovernance StandardsStakeholder ManagementAnalytical SkillsGerman Language ProficiencyEnglish Language ProficiencyFinancial Services Compliance
AML & Compliance Manager
Yapı Kredi Deutschland
Frankfurt, Hesse, Germany
Full-time
Salary not specified
5 days ago
Anti-Money LaunderingComplianceKYCTransaction monitoringRegulatory reportingSanctions complianceRisk assessmentStakeholder managementNICE ActimizeRegulatory advisoryFinancial crime preventionInternal audit supportPolicy developmentData analysisInvestigation
Junior Compliance Analyst
VanEck Europe
Frankfurt, Hesse, Germany
Full-time
Salary not specified
2 months ago
Trade SurveillanceCompliance MonitoringRegulatory AdvisoryProduct GovernancePersonal Account Dealing (PAD)Code of EthicsMarket Abuse MonitoringRegulatory AnalysisEnglish ProficiencyGerman ProficiencyAnalytical SkillsProblem-solvingInterpersonal Communication
Compliance Officer Wholesale and Regulatory Compliance - 12 month FTC
Nomura Holdings, inc.
Frankfurt, Hesse, Germany
Type not specified
EUR125,000 - EUR160,000
4 weeks ago
ComplianceRegulatory ComplianceWholesale BankingRisk AnalysisRegulatory ReportingCompliance MonitoringInvestment BankingGlobal MarketsGap AnalysisMaRiskDue DiligenceTrade SurveillancePolicy MaintenanceAnalytical SkillsCommunication SkillsMicrosoft Office
Distribution Compliance Officer - Frankfurt
Columbia Threadneedle Investments
Frankfurt, Hesse, Germany
Full-time
EUR85,200 - EUR117,400
3 days ago
Distribution ComplianceRegulatory ComplianceCross-Border DistributionUCITSAIFMDMiFID IIPrivate Placement RegimesReverse Inquiry FrameworksLocal Marketing RequirementsRegulatory AnalysisRisk AssessmentPolicy and Procedure DevelopmentRegulatory Change ManagementManagement Information ReportingMicrosoft ExcelStakeholder Management
Compliance Officer Wholesale & Regulatory Compliance - VP/ ED - 12 month Contract
Nomura Holdings, inc.
Frankfurt, Hesse, Germany
Type not specified
EUR125,000 - EUR160,000
4 weeks ago
ComplianceRegulatory ComplianceRisk AnalysisInvestment BankingGlobal MarketsRegulatory ReportingCompliance MonitoringAdvisory ServicesMaRiskGap AnalysisDue DiligenceTrade SurveillanceRisk AssessmentPolicy MaintenanceCommunication SkillsAnalytical Skills
Compliance Risk & Control Officer
Quintet Private Bank
Frankfurt, Hesse, Germany
Type not specified
Salary not specified
3 weeks ago
Compliance risk managementFinancial crimeRegulatory complianceRisk assessmentControl frameworkPolicy analysisCommunicationAttention to detailTeamworkTime managementResults orientationAMLCTFSanctionsABCFraud prevention
Distribution Compliance Officer - Frankfurt
Ameriprise Financial Services, LLC
Frankfurt, Hesse, Germany
Full-time
EUR85,200 - EUR117,400
4 days ago
Regulatory complianceAsset managementUCITSAIFMDMiFID IICross-border distributionPrivate placementRegulatory reportingRisk assessmentPolicy developmentStakeholder managementMS ExcelMS PowerPointMS WordSharePointSeismic
Compliance Officer Swap Dealer and Wholesale Compliance - Vice President
Nomura Holdings, inc.
Frankfurt, Hesse, Germany
Type not specified
Salary not specified
4 months ago
CFTC Swap Dealer RegulationsDodd Frank ActMiFID2nd Line TestingCompliance MonitoringRegulatory ReportingRisk AnalysisOutsourcing SupervisionGap AnalysisProject ManagementAnalytical SkillsStakeholder ManagementMicrosoft OfficeEnglish FluencyGerman FluencyRegulatory Change Tracking
Vice President, Compliance & Control
BNY Mellon
Frankfurt, Hesse, Germany
Full-time
Salary not specified
5 months ago
AML ComplianceRisk AssessmentRegulatory ReportingFinancial Crime OversightPolicy DevelopmentInternal AuditingStakeholder ManagementCompliance MonitoringInvestigation LeadershipGerman LawEuropean LawEnglish FluencyGerman FluencyAnalytical ThinkingProblem SolvingInterpersonal Communication
Compliance Risk & Control Officer
Quintet Private Bank
München, Brandenburg, Germany, Frankfurt, Hesse, Germany
Type not specified
Salary not specified
3 months ago
Compliance risk managementFinancial crime preventionRegulatory complianceRisk assessmentControl frameworkPolicy analysisCommunicationAttention to detailTeamworkTime managementResults orientationAnti-money launderingSanctionsFraud preventionTax evasion risk management
Compliance Manager (w/m/d)
VON POLL IMMOBILIEN
Frankfurt, Hesse, Germany
Festanstellung
Salary not specified
2 weeks ago
Compliance managementAnti-money launderingKYCClient due diligenceInternal investigationData protectionFraud preventionRisk analysisLegal assessmentOSINTRegulatory complianceForensics
REGULATORY & COMPLIANCE LEAD (FOUNDING TEAM)
Zahln
Heidelberg, Baden-Württemberg, Germany, Stuttgart, Baden-Württemberg, Germany, Augsburg, Bavaria, Germany, Munich, Bavaria, Germany, Nuremberg, Bavaria, Germany, Frankfurt, Hesse, Germany, Bonn, North Rhine-Westphalia, Germany, Cologne, North Rhine-Westphalia, Germany, Düsseldorf, North Rhine-Westphalia, Germany, Münster, North Rhine-Westphalia, Germany, Mainz, Rhineland-Palatinate, Germany, Leipzig, Saxony, Germany, Berlin, Germany, Hamburg, Germany
Full-time
EUR30,000 - EUR60,000
2 weeks ago
Regulatory compliancePSD2ZAGAMLKYCGDPRDSGVOContract negotiationCorporate lawTax complianceRisk assessmentLegal draftingPayment systemsPublic procurementData protection
EU Regulatory & EPR Compliance Specialist
Zoomlion
Frankfurt, Hesse, Germany
Full-time
Salary not specified
3 months ago
EU Regulatory ComplianceEPR ComplianceData AnalysisRisk AssessmentCommunicationRegulatory ReportingCompliance FrameworkProduct ComplianceData IntegrityIncident ManagementStakeholder LiaisonRegulatory InspectionsQuality ControlChinese LanguageEnglish LanguageIndustry Knowledge
Compliance Sr Analyst III
Santander Corporate & Investment Banking
Frankfurt, Hesse, Germany
Full-time
Salary not specified
4 months ago
Regulatory ComplianceMarket Abuse RegulationMiFID IIRisk ManagementPolicy DevelopmentData AnalysisCommunicationCritical ThinkingProblem SolvingOrganizational SkillsStakeholder Influence
Freelance Specialist Regulatory Compliance Investment Banking
JCW Group
Frankfurt, Hesse, Germany
Contractor
Salary not specified
3 weeks ago
Regulatory ComplianceInvestment BankingGlobal MarketsCompliance MonitoringRegulatory FilingsAuditReportingStakeholder Management
Compliance Manager
• via LinkedinJCW Group
Frankfurt, Hesse, Germany
Full-time
Salary not specified
2 weeks ago
Hybrid
Key Skills
Compliance ManagementRegulatory ComplianceMaRiskMiCARRisk ManagementFinancial RegulationsMonitoringAuditingGermanEnglish