Compliance jobs in London
• 1000+ rolesBrowse active Compliance roles in London.
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Compliance Officer
AJ FOX COMPLIANCE
London, England, United Kingdom
Full-time
Salary not specified
1 day ago
AML ComplianceConflicts of Interest AnalysisCDD ResearchSanctions ScreeningIntapp OpenBusiness AcceptanceResearch SkillsCommunication
Compliance Analyst
AJ FOX COMPLIANCE
London, England, United Kingdom
Full-time
Salary not specified
2 weeks ago
Conflicts of Interest ClearanceAnti-Money LaunderingInternational Sanctions ScreeningIntapp OpenClient Due DiligenceRisk ManagementCorporate Structure ResearchNegative News ScreeningInformation BarriersCompliance Monitoring
COMPLIANCE ADVISORY & MONITORING
Compliance Recruitment Solutions (Dublin, Geneva, London & Madrid)
London, England, United Kingdom
Full-time
GBP50,000 - GBP55,000
4 days ago
Compliance MonitoringRegulatory AdvisoryFCA COBSAnti-Financial CrimeSurveillanceFinancial Promotions ReviewRegulatory Change ManagementAsset Management ComplianceRecord KeepingGovernance
Compliance Manager, Compliance Advisory
BNP Paribas Asset Management
London, England, United Kingdom
Full-time
Salary not specified
3 weeks ago
Compliance AdvisoryRegulatory AnalysisAsset ManagementPrivate MarketsConflict of Interest ManagementSEC ReportingForm ADVStakeholder ManagementRisk ManagementESG InvestingInternal ControlsPolicy Implementation
Compliance Manager, Compliance Advisory
BNP Paribas
London, England, United Kingdom
Full-time
Salary not specified
3 weeks ago
Compliance AdvisoryRegulatory ReportingImpact AssessmentGap AnalysisConflict Of Interest ManagementStakeholder ManagementPrivate Markets RegulationAsset ManagementSEC Form ADV FilingRisk ManagementESG InvestingInternal ControlsPolicy ImplementationVerbal CommunicationWritten CommunicationProblem Solving
Compliance Analyst
Brooklands Fund Management Limited
London, England, United Kingdom
Full-time
Salary not specified
11 hours ago
Regulatory ComplianceFCA HandbookFinancial Promotions ReviewRisk AssessmentCompliance MonitoringAIFMDMiFIDMicrosoft OfficeLegal DraftingRegulatory Reporting
EXCLUSIVE: HEAD OF COMPLIANCE & MLRO – ONLINE BROKING COMPLIANCE EXPERIENCE REQUIRED
Compliance Recruitment Solutions (Dublin, Geneva, London & Madrid)
London, England, United Kingdom
Full-time
GBP140,000 - GBP170,000
4 days ago
Compliance ManagementAnti-Money Laundering (AML)FCA RegulationsRegulatory ReportingPolicy DevelopmentStaff MentoringRisk ManagementOnline Broking ComplianceSMF16SMF17Stakeholder ManagementCompliance Monitoring
Senior Compliance Consultant (Regulatory Compliance)
IQ-EQ
London, England, United Kingdom
Full-time
Salary not specified
2 weeks ago
Regulatory complianceCompliance consultingFCA regulationsAIFMsMiFIDPRUFCA HandbookAsset managementInvestment bankingStakeholder managementCompliance monitoringAML projectsRegulatory changeRisk-based monitoringPolicy draftingReportingMicrosoft Office
Compliance Manager: Group Regulatory Compliance
Wise
London, England, United Kingdom
Full-time
GBP68,000 - GBP92,000
2 weeks ago
Anti-bribery and corruptionConflicts of interestRegulatory complianceFinancial crime complianceGovernanceRisk assessmentPolicy developmentDue diligenceThird-party risk managementData analysisStakeholder managementProject managementAutomationConsumer protectionReportingCommunication
Senior Compliance Manager - Compliance Monitoring
Quilter
London, England, United Kingdom
Full-time
Salary not specified
2 days ago
Compliance monitoringRegulatory interpretationRisk managementFCA regulationAuditingStakeholder managementMentoringCoachingAnalytical skillsCommunication skillsAttention to detailFinancial servicesInvestment managementReportingTesting design
Compliance Manager
Clear.
London, England, United Kingdom
Full-time
Salary not specified
1 day ago
Compliance Framework ManagementISO 27001SOC2GDPRAudit ManagementRisk ManagementRegulatory Change MonitoringGovernanceKPI/KRI ReportingStakeholder ManagementPolicy GovernanceData Protection LegislationDORANISInternal AuditingContractual Compliance
Compliance Manager: Group Regulatory Compliance
Wise
London, England, United Kingdom
Full-time
GBP68,000 - GBP92,000
2 weeks ago
Anti-bribery and corruptionConflicts of interestRegulatory complianceFinancial crime complianceGovernanceRisk assessmentPolicy developmentDue diligenceThird-party risk managementData analysisStakeholder managementProject managementAutomationConsumer protectionRegulatory reportingCommunication
Compliance Manager
IDEX Consulting Ltd
London, England, United Kingdom
Full-time
Salary not specified
17 hours ago
Reinsurance ComplianceFCA Regulatory ReportingCompliance Monitoring PlanTOBA ManagementInternal Audit CoordinationGovernanceCompany Secretarial SupportIssue ManagementLicensing DocumentationGDPRSOX Control TestingOneTrust
Compliance Supervisor
Capricorn Financial Consultancy
London, England, United Kingdom
Full-time
Salary not specified
3 days ago
Mortgage ComplianceProtection ComplianceFile ReviewFCA RegulationConsumer DutyAdviser CoachingSuitability ReviewRegulatory SupportRisk IdentificationTraining and Competence
Compliance Director
JSS
London, England, United Kingdom
Full-time
GBP120,000 - GBP140,000
19 hours ago
Compliance FrameworkAnti-Bribery and CorruptionTrade ComplianceData PrivacySanctionsAMLSeller Due DiligenceDigital Services ActRisk AssessmentWhistleblowing ManagementPeople ManagementGDPRUK Bribery ActPlatform RegulationMultinational ComplianceStakeholder Engagement
Compliance Officer
IPS Group
London, England, United Kingdom
Contractor
GBP70,000 - GBP80,000
3 weeks ago
Compliance MonitoringRegulatory ReportingFCA RegulationsLloyd's MarketSMCRStakeholder ManagementPolicy MaintenanceGovernanceCompliance TrainingMicrosoft OfficeRisk ManagementRegulatory Compliance
Compliance Manager
IPS Group
London, England, United Kingdom
Full-time
GBP90,000 - GBP95,000
20 hours ago
Regulatory ComplianceFCA RequirementsInsurance DistributionStakeholder ManagementRisk ManagementHorizon ScanningCompliance MonitoringFinancial CrimeSMCRIDDCredit BrokingRegulatory ReportingPolicy DevelopmentCommunication SkillsOrganizational Skills
Compliance Manager
RedLaw Recruitment
London, England, United Kingdom
Full-time
GBP45,000 - GBP60,000
2 days ago
Client OnboardingAML ComplianceKYCCDDSanctions ScreeningPEP ScreeningRisk AssessmentEnhanced Due DiligenceCompliance AuditingRegulatory MonitoringPolicy DevelopmentStakeholder Management
Compliance Analyst
Danos Group
London, England, United Kingdom
Contractor
GBP50,000 - GBP60,000
3 weeks ago
Financial PromotionsFCA ComplianceInvestment ManagementRegulatory ReportingCompliance MonitoringPolicy DevelopmentAdvisory Support
Compliance Manager
DAZN
London, England, United Kingdom
Full-time
Salary not specified
3 weeks ago
Compliance managementRegulatory complianceStakeholder managementRisk managementLegislative analysisOnline gambling regulationRegulatory reportingPolicy documentationHorizon scanningTechnical complianceMarketing complianceStrategic planningCommunicationProject supportInternal auditing
Compliance Officer
• via LinkedinAJ FOX COMPLIANCE
London, England, United Kingdom
Full-time
Salary not specified
1 day ago
On-site
Key Skills
AML ComplianceConflicts of Interest AnalysisCDD ResearchSanctions ScreeningIntapp OpenBusiness AcceptanceResearch SkillsCommunication