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Compliance Analyst
AJ FOX COMPLIANCE
London, England, United Kingdom
Full-time
Salary not specified
2 weeks ago
Conflicts of Interest ClearanceAnti-Money LaunderingInternational Sanctions ScreeningIntapp OpenClient Due DiligenceRisk ManagementCorporate Structure ResearchNegative News ScreeningInformation BarriersCompliance Monitoring
Compliance Analyst
Brooklands Fund Management Limited
London, England, United Kingdom
Full-time
Salary not specified
8 hours ago
Regulatory ComplianceFCA HandbookFinancial Promotions ReviewRisk AssessmentCompliance MonitoringAIFMDMiFIDMicrosoft OfficeLegal DraftingRegulatory Reporting
Compliance Analyst
Anderson Global
London, England, United Kingdom
Full-time
GBP39,000 - GBP42,000
14 hours ago
Regulatory ComplianceFCA RulesRisk ManagementFinancial Promotions ReviewCompliance MonitoringRegulatory FilingsDue DiligenceMicrosoft ExcelMicrosoft WordWritten CommunicationVerbal CommunicationAIFMDMiFIDSDRVenture CapitalSubject Access Requests
Compliance Analyst
Atrium
London, England, United Kingdom
Full-time
Salary not specified
1 day ago
Compliance MonitoringFinancial Crime ChecksSanctions ScreeningAnti Money LaunderingRegulatory ReportingConduct Risk ManagementPolicy ImplementationStakeholder ManagementAdministrative SupportRisk Assessment
Paralegal, Compliance
Carta
London, England, United Kingdom
Volunteer
Salary not specified
2 months ago
Legal AdministrationDocument ReviewRegulatory ComplianceAnalytical SkillsCommunicationDeadline ManagementPrivate MarketsKYC ScreeningAMLFinancial CrimeBriberyRisk AnalysisEntity OwnershipComplianceTeam CollaborationAttention to Detail
Compliance Analyst
OTC Europe LLP
London, England, United Kingdom
Full-time
Salary not specified
5 weeks ago
ComplianceCommunicationInterpersonal SkillsTime ManagementAnalytical SkillsCommodity Derivative ProductsFCA RulesICE RulesCME Rules
Compliance Analyst
Invenire Group
London, England, United Kingdom
Full-time
Salary not specified
4 weeks ago
ComplianceLegalHedge FundsProp TradingTrading VenuesUK RegulationExcelSQLPythonAI Tools
Paralegal, Compliance
Carta
London, England, United Kingdom
Type not specified
Salary not specified
2 months ago
AML ComplianceKYC Due DiligenceRisk AnalysisDocument ReviewLegal AdministrationRegulatory ComplianceFinancial Crime AnalysisEntity Ownership ReviewProfessional CommunicationTime Management
Compliance Officer
TrinityBridge
London, England, United Kingdom
Permanent
Salary not specified
2 weeks ago
ComplianceRegulatory reportingSMCR frameworkConflict of interest managementFCA regulationsData managementRecord keepingCommunication skillsAttention to detailRisk managementConduct rules monitoringComplaints handlingRegulatory change managementFinancial adviceAsset management
Compliance Officer
Slaughter and May
London, England, United Kingdom
Full-time
Salary not specified
4 weeks ago
Conflict SearchesSanctions MonitoringClient IntakeData GovernanceRegulatory ComplianceMicrosoft WordMicrosoft ExcelIntapp IntakeIntapp ConflictsIntapp TermsLegal ResearchRisk ManagementCommunication SkillsTraining DeliveryAttention To Detail
Compliance Analyst
Charles Russell Speechlys
London, England, United Kingdom
Full-time
Salary not specified
1 day ago
Client Due DiligenceWorld CheckSanctions ChecksConflict SearchesElectronic VerificationRisk AssessmentMicrosoft ExcelMicrosoft WordMicrosoft OutlookAdministrative Support
Compliance Monitoring Analyst
Danos Group
London, England, United Kingdom
Full-time
GBP45,000 - GBP55,000
2 weeks ago
Compliance MonitoringRegulatory FrameworksData AnalyticsAI ToolingInvestment BankingFinancial Services Compliance
Compliance Officer
Career Legal
London, England, United Kingdom
Full-time
Salary not specified
2 days ago
Legal ConflictsIntapp OpenIntapp ConflictsIntapp TermsRisk ManagementReputation ManagementSanctions MonitoringConflict Searches
Internship - Compliance
targetjobs UK
London, England, United Kingdom
Full-time
Salary not specified
3 months ago
ComplianceRisk ManagementFinancial ServicesMicrosoft OfficeCommunication SkillsRelationship BuildingIntegrityConfidentialityJudgmentResearchProblem-SolvingAttention to DetailOrganizational SkillsProactive Mentality
Risk & Compliance Administrator
Menzies LLP
London, England, United Kingdom
Full-time
Salary not specified
2 weeks ago
Client OnboardingAMLKYCSanctions ScreeningPEP ChecksRegulatory ComplianceRisk ManagementData AccuracyProblem SolvingStakeholder ManagementAnalytical ThinkingCommunication Skills
Compliance Analyst (Graduate)
7IM
London, England, United Kingdom
Full-time
Salary not specified
4 weeks ago
Written CommunicationVerbal CommunicationMicrosoft OfficeMicrosoft PowerPointAttention to DetailTime ManagementPrioritizationCompliance MonitoringRegulatory Horizon ScanningFinancial Promotion ReviewRecord KeepingSharePointRegulatory Risk ManagementFinancial Services Knowledge
Graduate Compliance Associate
Octopus Legacy
London, England, United Kingdom
Type not specified
Salary not specified
1 months ago
Estate PlanningComplianceLegal DraftingAttention To DetailCommunication SkillsData SecurityCase ManagementRegulatory ComplianceClient RelationsAdministrative Support
Junior Compliance Analyst
Moneyfarm
London, England, United Kingdom
Full-time
Salary not specified
3 weeks ago
Anti-Money LaunderingFinancial Crime MonitoringRegulatory Horizon ScanningCompliance MonitoringCustomer Vulnerability HandlingCase ManagementLegal ReasoningAnalytical SkillsRegulatory ReportingVendor Due DiligenceComplaint HandlingRisk Assessment
Legal & Compliance Analyst
Validus Risk Management
London, England, United Kingdom
Full-time
Salary not specified
9 months ago
Legal ComplianceRegulatory ComplianceKYC ChecksAnalytical SkillsCommunication SkillsInter-Personal SkillsReport WritingTime ManagementOrganizational SkillsAttention to DetailSelf-MotivatedTeamworkProblem SolvingData ProtectionCorporate GovernanceRisk Control
Graduate compliance analyst
IPS Group
London, England, United Kingdom
Full-time
Salary not specified
4 weeks ago
Regulatory ReportingCompliance MonitoringBroker ApprovalsConduct Risk GovernanceRegulatory AdvisoryManagement InformationMicrosoft WordMicrosoft ExcelAnalytical SkillsCommunication SkillsRapport BuildingAttention To DetailInsurance Compliance
Compliance Analyst
• via LinkedinAJ FOX COMPLIANCE
London, England, United Kingdom
Full-time
Salary not specified
2 weeks ago
On-site
Key Skills
Conflicts of Interest ClearanceAnti-Money LaunderingInternational Sanctions ScreeningIntapp OpenClient Due DiligenceRisk ManagementCorporate Structure ResearchNegative News ScreeningInformation BarriersCompliance Monitoring